Law Relating to LODR | SEBI (Listing Obligations and Disclosure Requirements) Regulations 2015

This detailed handbook presents the regulatory framework established by the Securities and Exchange Board of India (SEBI) for the Listing Obligations and Disclosure Requirements (LODR)

This book is a practical tool for listed companies, legal professionals, compliance officers, and anyone involved in ensuring adherence to SEBI's stringent regulatory framework.

It is structured into nine comprehensive divisions, providing extensive analysis and practical guidance on the subject:

• Division One – SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015
• Division Two – Master Circular for Compliance with SEBI LODR Regulations
• Division Three – Master Circular on Schemes of Arrangement and Rule 19 Relaxations
• Division Four – Master Circular for Non-convertible Securities and Securitized Debt Instruments and/or Commercial Papers
• Division Five – Model Tripartite Agreement
• Division Six – Listing Agreement for Indian Depository Receipts (IDRs)
• Division Seven – Other Circulars
• Division Eight – Informal Guidance on LODR
• Division Nine – Case Laws

The Present Publication is the Latest Edition, updated till 10th May 2024. This book is edited/authored by Taxmann's Editorial Board, with the following coverage:

• SEBI (LODR) Regulations, 2015 This division covers the following:
  • Arrangement of Regulations – A systematic arrangement of the SEBI regulations for ease of navigation and reference
  • Text of SEBI (Listing Obligations and Disclosure Requirements) Regulations, 2015 – The full text of the regulations, providing a robust foundation for understanding and implementing the core requirements for listed companies
• Master Circular for Compliance with SEBI LODR Regulations This division covers the following:
  • Index – A detailed index of the master circular, ensuring quick access to specific sections
  • List of Abbreviations – A comprehensive list of abbreviations used within the circular, facilitating a better understanding
  • Text of Master Circular – The complete text of the master circular to ensure comprehensive compliance with SEBI regulations
• Master Circular on Schemes of Arrangement and Rule 19 Relaxations This division covers the following:
  • Contents – An organized table of contents for quick navigation
  • Text of Master Circular – Detailed text covering schemes of arrangement by listed entities and relaxations under sub-rule (7) of rule 19, providing guidance
• Master Circular for Non-convertible Securities and Securitized Debt Instruments and/or Commercial Papers This division covers the following:
  • Contents – A well-structured index for the circular
  • Text of Master Circular – Detailed guidelines for listing obligations and disclosure requirements specific to non-convertible securities, securitized debt instruments, and commercial paper, ensuring comprehensive compliance
• Model Tripartite Agreement This division covers the complete model agreement that outlines the roles and responsibilities of the issuer company, the existing share transfer agent, and the new share transfer agent, facilitating transitions and compliance
• Listing Agreement for Indian Depository Receipts (IDRs) This division provides detailed provisions and requirements for the listing agreement specific to Indian Depository Receipts, providing clear guidelines for compliance
• Other Circulars This division compiles various other circulars issued by SEBI
• Informal Guidance on Insider Trading This division presents the informal guidance provided by SEBI, providing practical advice and interpretations for compliance professionals
• Case Laws This division presents a curated collection of case laws related to LODR